Merkatoris Susan L's Form 4 filing
Nicolet Bankshares Inc (NIC) · filed Nov 6, 2023
- Accession no.
- 0001127602-23-026839
- Filed
- Nov 6, 2023
- Trade date
- Nov 2, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $225.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Merkatoris Susan LCIK 0001270220 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2023 | Common Stock | SSaleDisposed | −3,000 | $75.15F1 | −$225,450 | 99,598 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.905 to $75.440, inclusive. Ms. Merkatoris undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
Remarks
Ms. Merkatoris is intending to sell up to 15,000 shares over a period of time to fund construction of a second home. Ms. Merkatoris anticipates that she will continue to own more than 85,000 shares of Nicolet Bankshares, Inc. common stock following the completion of these sales.