Oliver George's Form 4 filing
Johnson Controls International plc (JCI) · filed Oct 17, 2023
- Accession no.
- 0001127602-23-025994
- Filed
- Oct 17, 2023
- Trade date
- Oct 16, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.41M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oliver GeorgeCIK 0001403297 | Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 16, 2023 | Ordinary Shares | MOption exerciseAcquired | +103,332 | $35.86 | +$3,705,485.52 | 1,083,091.34 | Direct | |
| Oct 16, 2023 | Ordinary Shares | SSaleDisposed | −103,332 | $52.37 | −$5,411,496.84 | 979,759.34 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 16, 2023 | Ordinary Shares | MOption exerciseDisposed | −103,332 | $0.00 | $0 | 103,332 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.