Willis J Kevin's Form 4/A amendment
AmendedAshland Inc. (ASH) · filed Sep 7, 2023
- Accession no.
- 0001127602-23-023849
- Filed
- Sep 7, 2023
- Rule 10b5-1 plan
- Not checked
- Original filed
- Sep 6, 2023
This filing lists no transactions. It carries over 3 transactions from the original filing that it did not restate. Open-market sales total $680.7K.
This amendment restates part of 0001127602-23-023780 (filed Sep 6, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Willis J KevinCIK 0001575329 | Officer (Sr.VP &Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001127602-23-023780 (filed Sep 6, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2023 | Common Stock | MOption exerciseAcquired | +7,866 | $47.63 | +$374,657.58 | 19,448.7 | Direct | |
| Sep 5, 2023 | Common Stock | SSaleDisposed | −7,866 | $86.54 | −$680,723.64 | 11,582.7 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2023 | Common Stock | MOption exerciseDisposed | −25,426 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amount has been revised to reflect the correct number of shares held by the reporting person's Employee Savings Plan as of September 5, 2023.