Gavelle Jean-Luc's Form 4 filing
Amphenol Corp (APH) · filed Sep 1, 2023
- Accession no.
- 0001127602-23-023501
- Filed
- Sep 1, 2023
- Trade date
- Aug 31, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $15.5M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gavelle Jean-LucCIK 0001662764 | Officer (President, ISS Division) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2023 | Class A Common Stock | MOption exerciseAcquired | +50,000 | $43.99 | +$2,199,500 | 50,000 | Direct | |
| Aug 31, 2023 | Class A Common Stock | SSaleDisposed | −50,000 | $88.24F1,F2 | −$4,412,000 | 0 | Direct | |
| Aug 31, 2023 | Class A Common Stock | MOption exerciseAcquired | +47,600 | $44.74 | +$2,129,624 | 47,600 | Direct | |
| Aug 31, 2023 | Class A Common Stock | SSaleDisposed | −47,600 | $88.24F1,F2 | −$4,200,224 | 0 | Direct | |
| Aug 31, 2023 | Class A Common Stock | MOption exerciseAcquired | +53,200 | $66.59 | +$3,542,588 | 53,200 | Direct | |
| Aug 31, 2023 | Class A Common Stock | SSaleDisposed | −53,200 | $88.24F1,F2 | −$4,694,368 | 0 | Direct | |
| Aug 31, 2023 | Class A Common Stock | MOption exerciseAcquired | +25,386 | $86.50 | +$2,195,889 | 25,386 | Direct | |
| Aug 31, 2023 | Class A Common Stock | SSaleDisposed | −25,386 | $88.24F1,F2 | −$2,240,060.64 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2023 | Class A Common Stock | MOption exerciseDisposed | −50,000 | $0.00 | $0 | 0 | Direct | |
| Aug 31, 2023 | Class A Common Stock | MOption exerciseDisposed | −47,600 | $0.00 | $0 | 47,600 | Direct | |
| Aug 31, 2023 | Class A Common Stock | MOption exerciseDisposed | −53,200 | $0.00 | $0 | 79,800 | Direct | |
| Aug 31, 2023 | Class A Common Stock | MOption exerciseDisposed | −25,386 | $0.00 | $0 | 101,546 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades ranging from $88.1301 to $88.4300.
Referenced by the price of 4 transactions in Table I.
- F2
The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 4 transactions in Table I.