Buckler Joseph T's Form 4 filing
Babcock & Wilcox Enterprises, Inc. (BW) · filed Aug 29, 2023
- Accession no.
- 0001127602-23-023369
- Filed
- Aug 29, 2023
- Trade date
- Aug 25, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $16.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Buckler Joseph TCIK 0001936569 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2023 | Common Stock | MOption exerciseAcquired | +15,000 | $4.88 | +$73,200 | 125,305 | Direct | |
| Aug 25, 2023 | Common Stock | FTax withholdingDisposed | −6,802 | $4.88 | −$33,193.76 | 118,503 | Direct | |
| Aug 25, 2023 | Common Stock | SSaleDisposed | −3,500 | $4.79 | −$16,765 | 115,003 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2023 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.