Kemper J Mariner's Form 4 filing
Umb Financial Corp (UMBF) · filed Aug 28, 2023
- Accession no.
- 0001127602-23-023299
- Filed
- Aug 28, 2023
- Trade date
- Aug 25, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 12 non-derivative transactions. Open-market sales total $272.9K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kemper J MarinerCIK 0001229109 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2023 | Common Stock | SSaleDisposed | −200 | $63.65 | −$12,730 | 1,907,968 | Indirect | |
| Aug 25, 2023 | Common Stock | SSaleDisposed | −300 | $63.72 | −$19,116 | 1,907,668 | Indirect | |
| Aug 25, 2023 | Common Stock | SSaleDisposed | −900 | $63.75 | −$57,375 | 1,906,768 | Indirect | |
| Aug 25, 2023 | Common Stock | SSaleDisposed | −234 | $63.76 | −$14,919.84 | 1,906,534 | Indirect | |
| Aug 25, 2023 | Common Stock | SSaleDisposed | −166 | $63.81 | −$10,592.46 | 1,906,368 | Indirect | |
| Aug 25, 2023 | Common Stock | SSaleDisposed | −500 | $63.82 | −$31,910 | 1,905,868 | Indirect | |
| Aug 25, 2023 | Common Stock | SSaleDisposed | −402 | $63.52 | −$25,535.04 | 1,905,466 | Indirect | |
| Aug 25, 2023 | Common Stock | SSaleDisposed | −173 | $63.57 | −$10,997.61 | 1,905,293 | Indirect | |
| Aug 25, 2023 | Common Stock | SSaleDisposed | −600 | $63.83 | −$38,298 | 1,904,693 | Indirect | |
| Aug 25, 2023 | Common Stock | SSaleDisposed | −300 | $63.84 | −$19,152 | 1,904,393 | Indirect | |
| Aug 25, 2023 | Common Stock | SSaleDisposed | −5 | $63.87 | −$319.35 | 1,904,388 | Indirect | |
| Aug 25, 2023 | Common Stock | SSaleDisposed | −500 | $63.90 | −$31,950 | 1,903,888 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.