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Kemper J Mariner's Form 4 filing

Umb Financial Corp (UMBF) · filed Aug 28, 2023

Accession no.
0001127602-23-023297
Filed
Aug 28, 2023
Trade date
Aug 25, 2023
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 20 non-derivative transactions. Open-market sales total $362.6K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kemper J MarinerCIK 0001229109Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 25, 2023Common StockSSaleDisposed−500$63.07−$31,5351,913,388Indirect
Aug 25, 2023Common StockSSaleDisposed−400$63.09−$25,2361,912,988Indirect
Aug 25, 2023Common StockSSaleDisposed−202$63.11−$12,748.221,912,786Indirect
Aug 25, 2023Common StockSSaleDisposed−98$63.12−$6,185.761,912,688Indirect
Aug 25, 2023Common StockSSaleDisposed−100$63.15−$6,3151,912,588Indirect
Aug 25, 2023Common StockSSaleDisposed−300$63.16−$18,9481,912,288Indirect
Aug 25, 2023Common StockSSaleDisposed−100$63.23−$6,3231,912,188Indirect
Aug 25, 2023Common StockSSaleDisposed−200$63.28−$12,6561,911,988Indirect
Aug 25, 2023Common StockSSaleDisposed−100$63.34−$6,3341,911,888Indirect
Aug 25, 2023Common StockSSaleDisposed−600$63.42−$38,0521,911,288Indirect
Aug 25, 2023Common StockSSaleDisposed−798$63.45−$50,633.11,910,490Indirect
Aug 25, 2023Common StockSSaleDisposed−40$63.47−$2,538.81,910,450Indirect
Aug 25, 2023Common StockSSaleDisposed−35$63.47−$2,221.451,910,415Indirect
Aug 25, 2023Common StockSSaleDisposed−200$63.49−$12,6981,910,215Indirect
Aug 25, 2023Common StockSSaleDisposed−200$63.53−$12,7061,910,015Indirect
Aug 25, 2023Common StockSSaleDisposed−521$63.56−$33,114.761,909,494Indirect
Aug 25, 2023Common StockSSaleDisposed−106$63.57−$6,738.421,909,388Indirect
Aug 25, 2023Common StockSSaleDisposed−100$63.57−$6,3571,909,288Indirect
Aug 25, 2023Common StockSSaleDisposed−900$63.58−$57,2221,908,388Indirect
Aug 25, 2023Common StockSSaleDisposed−220$63.60−$13,9921,908,168Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)