Gibbs David W's Form 4 filing
Yum Brands Inc (YUM) · filed Aug 15, 2023
- Accession no.
- 0001127602-23-022574
- Filed
- Aug 15, 2023
- Trade date
- Aug 15, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $520.1K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gibbs David WCIK 0001628590 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2023 | Common Stock | MOption exerciseAcquired | +3,065 | $50.22 | +$153,924.3 | 60,390.15 | Direct | |
| Aug 15, 2023 | Common Stock | DReturned to the companyDisposed | −1,142 | $134.79 | −$153,930.18 | 59,248.15 | Direct | |
| Aug 15, 2023 | Common Stock | SSaleDisposed | −1,923 | $134.81 | −$259,239.63 | 57,325.15 | Direct | |
| Aug 15, 2023 | Common Stock | MOption exerciseAcquired | +3,085 | $50.22 | +$154,928.7 | 60,410.15 | Direct | |
| Aug 15, 2023 | Common Stock | DReturned to the companyDisposed | −1,150 | $134.79 | −$155,008.5 | 59,260.15 | Direct | |
| Aug 15, 2023 | Common Stock | SSaleDisposed | −1,935 | $134.81 | −$260,857.35 | 57,325.15 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2023 | Common Stock | MOption exerciseDisposed | −3,065 | $0.00 | $0 | 15,325 | Direct | |
| Aug 15, 2023 | Common Stock | MOption exerciseDisposed | −3,085 | $0.00 | $0 | 18,456.78 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.