Williamson Stephen's Form 4 filing
Thermo Fisher Scientific Inc. (TMO) · filed Aug 2, 2023
- Accession no.
- 0001127602-23-021841
- Filed
- Aug 2, 2023
- Trade date
- Jul 31-Aug 1, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $16.1M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Williamson StephenCIK 0001648929 | Officer (Sr. VP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2023 | Common Stock | MOption exerciseAcquired | +15,000 | $190.59 | +$2,858,850 | 42,393 | Direct | |
| Jul 31, 2023 | Common Stock | SSaleDisposed | −15,000 | $557.42 | −$8,361,300 | 27,393 | Direct | |
| Aug 1, 2023 | Common Stock | MOption exerciseAcquired | +14,100 | $190.59 | +$2,687,319 | 41,493 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −14,100 | $550.00 | −$7,755,000 | 27,393 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2023 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 14,100 | Direct | |
| Aug 1, 2023 | Common Stock | MOption exerciseDisposed | −14,100 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.