Newton Nikki Farentino's Form 4 filing
Umb Financial Corp (UMBF) · filed Aug 1, 2023
- Accession no.
- 0001127602-23-021658
- Filed
- Aug 1, 2023
- Trade date
- Aug 1, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions. Open-market sales total $89.5K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Newton Nikki FarentinoCIK 0001785000 | Officer (President, Private Wealth Mgmt) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2023 | Common Stock | SSaleDisposed | −54 | $68.69 | −$3,709.26 | 9,530.81 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −30 | $68.70 | −$2,061 | 9,500.81 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −100 | $68.76 | −$6,876 | 9,400.81 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −116 | $68.79 | −$7,979.64 | 9,284.81 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −300 | $68.86 | −$20,658 | 8,984.81 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −365 | $68.89 | −$25,144.85 | 8,619.81 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −35 | $68.90 | −$2,411.5 | 8,584.81 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −100 | $68.93 | −$6,893 | 8,484.81 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −200 | $68.97 | −$13,794 | 8,284.81 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.