Walter Luc's Form 4 filing
Amphenol Corp (APH) · filed Jul 31, 2023
- Accession no.
- 0001127602-23-021560
- Filed
- Jul 31, 2023
- Trade date
- Jul 28, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $23.1M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walter LucCIK 0001276468 | Officer (President, HES Division) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 28, 2023 | Class A Common Stock | MOption exerciseAcquired | +264,962 | $36.45 | +$9,657,864.9 | 462,924 | Direct | |
| Jul 28, 2023 | Class A Common Stock | SSaleDisposed | −264,962 | $87.32F1,F2 | −$23,136,481.84 | 197,962 | Direct | |
| Jul 28, 2023 | Class A Common Stock | MOption exerciseAcquired | +27,038 | $36.45 | +$985,535.1 | 225,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 28, 2023 | Class A Common Stock | MOption exerciseDisposed | −264,962 | $0.00 | $0 | 27,038 | Direct | |
| Jul 28, 2023 | Class A Common Stock | MOption exerciseDisposed | −27,038 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $87.1716 to $87.54.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.