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Deschatelets Pascal's Form 4 filing

Apellis Pharmaceuticals, Inc. (APLS) · filed Jul 11, 2023

Accession no.
0001127602-23-020575
Filed
Jul 11, 2023
Trade date
Jul 10, 2023
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.01M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Deschatelets PascalCIK 0001657720Officer (Chief Scientific Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 10, 2023Common StockMOption exerciseAcquired+18,500$2.67+$49,3951,058,813Direct
Jul 10, 2023Common StockSSaleDisposed−12,000$84.55−$1,014,6001,046,813Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 10, 2023Common StockMOption exerciseDisposed−18,500$0.00$072,994Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)