Ellison Lawrence Joseph's Form 4 filing
Oracle Corp (ORCL) · filed Jun 23, 2023
- Accession no.
- 0001127602-23-019358
- Filed
- Jun 23, 2023
- Trade date
- Jun 23, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $207.9M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ellison Lawrence JosephCIK 0000901999 | Director, Officer (Executive Chairman), 10% Owner, Other: Chief Technology Officer |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 23, 2023 | Common Stock | MOption exerciseAcquired | +1,750,000 | $30.11 | +$52,692,500 | 1,147,482,353 | Direct | |
| Jun 23, 2023 | Common Stock | SSaleDisposed | −1,393,317 | $118.64F1 | −$165,303,128.88 | 1,146,089,036 | Direct | |
| Jun 23, 2023 | Common Stock | SSaleDisposed | −356,683 | $119.37F2 | −$42,577,249.71 | 1,145,732,353 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 23, 2023 | Common Stock | MOption exerciseDisposed | −1,750,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $118.14 to $119.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $119.14 to $119.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.