Ellison Lawrence Joseph's Form 4 filing
Oracle Corp (ORCL) · filed Jun 22, 2023
- Accession no.
- 0001127602-23-019311
- Filed
- Jun 22, 2023
- Trade date
- Jun 20-22, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 13 non-derivative transactions and 3 derivative transactions. Open-market sales total $640.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ellison Lawrence JosephCIK 0000901999 | Director, Officer (Executive Chairman), 10% Owner, Other: Chief Technology Officer |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 20, 2023 | Common Stock | MOption exerciseAcquired | +1,750,000 | $30.11 | +$52,692,500 | 1,147,482,353 | Direct | |
| Jun 20, 2023 | Common Stock | SSaleDisposed | −980,720 | $122.45 | −$120,089,164 | 1,146,501,633 | Direct | |
| Jun 20, 2023 | Common Stock | SSaleDisposed | −390,556 | $123.50 | −$48,233,666 | 1,146,111,077 | Direct | |
| Jun 20, 2023 | Common Stock | SSaleDisposed | −363,277 | $124.33 | −$45,166,229.41 | 1,145,747,800 | Direct | |
| Jun 20, 2023 | Common Stock | SSaleDisposed | −15,447 | $125.03 | −$1,931,338.41 | 1,145,732,353 | Direct | |
| Jun 21, 2023 | Common Stock | MOption exerciseAcquired | +1,750,000 | $30.11 | +$52,692,500 | 1,147,482,353 | Direct | |
| Jun 21, 2023 | Common Stock | SSaleDisposed | −513,859 | $121.01 | −$62,182,077.59 | 1,146,968,494 | Direct | |
| Jun 21, 2023 | Common Stock | SSaleDisposed | −754,153 | $121.90 | −$91,931,250.7 | 1,146,214,341 | Direct | |
| Jun 21, 2023 | Common Stock | SSaleDisposed | −481,988 | $122.83 | −$59,202,586.04 | 1,145,732,353 | Direct | |
| Jun 22, 2023 | Common Stock | MOption exerciseAcquired | +1,750,000 | $30.11 | +$52,692,500 | 1,147,482,353 | Direct | |
| Jun 22, 2023 | Common Stock | SSaleDisposed | −1,249,284 | $120.59 | −$150,651,157.56 | 1,146,233,069 | Direct | |
| Jun 22, 2023 | Common Stock | SSaleDisposed | −354,472 | $121.70 | −$43,139,242.4 | 1,145,878,597 | Direct | |
| Jun 22, 2023 | Common Stock | SSaleDisposed | −146,244 | $122.24 | −$17,876,866.56 | 1,145,732,353 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 20, 2023 | Common Stock | MOption exerciseDisposed | −1,750,000 | $0.00 | $0 | 5,250,000 | Direct | |
| Jun 21, 2023 | Common Stock | MOption exerciseDisposed | −1,750,000 | $0.00 | $0 | 3,500,000 | Direct | |
| Jun 22, 2023 | Common Stock | MOption exerciseDisposed | −1,750,000 | $0.00 | $0 | 1,750,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.