Whelan, Jr. Robert M.'s Form 4 filing
Aspen Technology, Inc. (AZPN) · filed Jun 14, 2023
- Accession no.
- 0001127602-23-018701
- Filed
- Jun 14, 2023
- Trade date
- Jun 12, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $512.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Whelan, Jr. Robert M.CIK 0001490045 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 12, 2023 | Common Stock | MOption exerciseAcquired | +3,114 | $36.53 | +$113,754.42 | 8,954 | Direct | |
| Jun 12, 2023 | Common Stock | SSaleDisposed | −3,114 | $164.56 | −$512,439.84 | 5,840 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 12, 2023 | Common Stock | MOption exerciseDisposed | −3,114 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.