Stark Derek's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Jun 5, 2023
- Accession no.
- 0001127602-23-017969
- Filed
- Jun 5, 2023
- Trade date
- Jun 1-2, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $399.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stark DerekCIK 0001198631 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2023 | Common Stock | SSaleDisposed | −6,500 | $61.52F1 | −$399,880 | 29,211 | Direct | |
| Jun 2, 2023 | Common Stock | GGiftDisposed | −1,000 | $0.00 | $0 | 28,211 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is the weighted average price of multiple transactions ranging from $61.20 to $61.92. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.