Pinchuk Nicholas T's Form 4 filing
Snap-on Inc (SNA) · filed Jun 2, 2023
- Accession no.
- 0001127602-23-017628
- Filed
- Jun 2, 2023
- Trade date
- Jun 1, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.58M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pinchuk Nicholas TCIK 0001246136 | Director, Officer (Chairman, President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2023 | Common Stock | MOption exerciseAcquired | +32,500 | $109.43 | +$3,556,475 | 709,429.43 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −4,674 | $248.37F2 | −$1,160,881.38 | 704,755.43 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −13,325 | $249.59F3 | −$3,325,786.75 | 691,430.43 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −3,916 | $250.24F4 | −$979,939.84 | 687,514.43 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −433 | $251.14 | −$108,743.62 | 687,081.43 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2023 | Common Stock | MOption exerciseDisposed | −32,500 | –F7 | – | 65,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $247.90 to $248.875. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $248.91 to $249.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $249.91 to $250.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F7
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on February 22, 2023.
Referenced by the price of 1 transaction in Table II.