Herkes Claire's Form 4 filing
Gartner Inc (IT) · filed May 31, 2023
- Accession no.
- 0001127602-23-017245
- Filed
- May 31, 2023
- Trade date
- May 26, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.17M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Herkes ClaireCIK 0001843712 | Officer (EVP, Conferences) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 26, 2023 | Common Stock | SSaleDisposed | −372 | $344.21 | −$128,046.12 | 4,328 | Direct | |
| May 26, 2023 | Common Stock | MOption exerciseAcquired | +1,527 | $180.64 | +$275,837.28 | 5,855 | Direct | |
| May 26, 2023 | Common Stock | DReturned to the companyDisposed | −804 | $343.26 | −$275,981.04 | 5,051 | Direct | |
| May 26, 2023 | Common Stock | FTax withholdingDisposed | −335 | $343.26 | −$114,992.1 | 4,716 | Direct | |
| May 26, 2023 | Common Stock | SSaleDisposed | −3,022 | $344.09F4 | −$1,039,839.98 | 1,694 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 26, 2023 | Common Stock | MOption exerciseDisposed | −1,527 | $0.00 | $0 | 3,052 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
This transaction was executed in multiple trades at prices ranging from $344.02 to $344.17. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.