Mergner Arthur W's Form 4 filing
Stepan Co (SCL) · filed May 31, 2023
- Accession no.
- 0001127602-23-017230
- Filed
- May 31, 2023
- Trade date
- May 26, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $372.1K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mergner Arthur WCIK 0001603410 | Officer (Exec VP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 26, 2023 | Common Stock | MOption exerciseAcquired | +4,087 | $43.85 | +$179,214.95 | 31,603.39 | Direct | |
| May 26, 2023 | Common Stock | SSaleDisposed | −3,387 | $93.27F1 | −$315,905.49 | 28,216.39 | Direct | |
| May 26, 2023 | Common Stock | SSaleDisposed | −600 | $93.73F2 | −$56,238 | 27,616.39 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 26, 2023 | Common Stock | MOption exerciseDisposed | −4,087 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $92.66 to $93.63, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $93.66 to $93.775, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Referenced by the price of 1 transaction in Table I.