Clark Christopher's Form 4 filing
Grove Collaborative Holdings, Inc. (GROV) · filed May 17, 2023
- Accession no.
- 0001127602-23-016012
- Filed
- May 17, 2023, 6:09 PM ET
- Trade date
- May 15-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 16 non-derivative transactions and 7 derivative transactions. Open-market sales total $11.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Clark ChristopherCIK 0001930730 | Director, Officer (Chief Digital Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +30,626 | –F1 | – | 563,127 | Direct | |
| May 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −14,042 | $0.4925 | −$6,915.69 | 549,085 | Direct | |
| May 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +4,501 | –F1 | – | 553,586 | Direct | |
| May 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −2,064 | $0.4925 | −$1,016.52 | 551,522 | Direct | |
| May 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +6,902 | –F1 | – | 558,424 | Direct | |
| May 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −3,165 | $0.4925 | −$1,558.76 | 555,259 | Direct | |
| May 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +84,222 | –F1 | – | 639,481 | Direct | |
| May 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −38,616 | $0.4925 | −$19,018.38 | 600,865 | Direct | |
| May 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +10,806 | –F1 | – | 611,671 | Direct | |
| May 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −4,955 | $0.4925 | −$2,440.34 | 606,716 | Direct | |
| May 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +9,155 | –F1 | – | 615,871 | Direct | |
| May 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −4,198 | $0.4925 | −$2,067.52 | 611,673 | Direct | |
| May 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +60,907 | –F1 | – | 672,580 | Direct | |
| May 15, 2023 | Class A Common Stock | FTax withholdingDisposed | −27,927 | $0.4925 | −$13,754.05 | 644,653 | Direct | |
| May 15, 2023 | Class A Common Stock | SSaleDisposed | −10,000 | $0.4691F3 | −$4,691 | 634,653 | Direct | |
| May 16, 2023 | Class A Common Stock | SSaleDisposed | −14,849 | $0.4532F4 | −$6,729.57 | 619,804 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −30,626 | –F1 | – | 91,878 | Direct | |
| May 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −4,501 | –F1 | – | 50,125 | Direct | |
| May 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −6,902 | –F1 | – | 29,714 | Direct | |
| May 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −84,222 | –F1 | – | 0 | Direct | |
| May 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −10,806 | –F1 | – | 0 | Direct | |
| May 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −9,155 | –F1 | – | 0 | Direct | |
| May 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −60,907 | –F1 | – | 669,975 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock
Referenced by the price of 7 transactions in Table I and 7 transactions in Table II.
- F3
The transaction was executed in multiple trades in prices ranging from $.4612 to $.4793, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades in prices ranging from $.450 to $.4833, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.