Wat Joey's Form 4 filing
Yum China Holdings, Inc. (YUMC) · filed May 15, 2023
- Accession no.
- 0001127602-23-015485
- Filed
- May 15, 2023
- Trade date
- May 11, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 15 non-derivative transactions and 5 derivative transactions. Open-market sales total $5.89M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wat JoeyCIK 0001685864 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2023 | Common Stock | MOption exerciseAcquired | +3,905 | $22.32 | +$87,159.6 | 259,049 | Direct | |
| May 11, 2023 | Common Stock | MOption exerciseAcquired | +32,309 | $23.90 | +$772,185.1 | 291,358 | Direct | |
| May 11, 2023 | Common Stock | MOption exerciseAcquired | +41,316 | $21.06 | +$870,114.96 | 332,674 | Direct | |
| May 11, 2023 | Common Stock | MOption exerciseAcquired | +48,846 | $26.98 | +$1,317,865.08 | 381,520 | Direct | |
| May 11, 2023 | Common Stock | MOption exerciseAcquired | +31,577 | $26.56 | +$838,685.12 | 413,097 | Direct | |
| May 11, 2023 | Common Stock | SSaleDisposed | −2,496 | $61.94 | −$154,602.24 | 410,601 | Direct | |
| May 11, 2023 | Common Stock | SSaleDisposed | −19,834 | $61.94 | −$1,228,517.96 | 390,767 | Direct | |
| May 11, 2023 | Common Stock | SSaleDisposed | −27,259 | $61.94 | −$1,688,422.46 | 363,508 | Direct | |
| May 11, 2023 | Common Stock | SSaleDisposed | −27,555 | $61.94 | −$1,706,756.7 | 335,953 | Direct | |
| May 11, 2023 | Common Stock | SSaleDisposed | −18,027 | $61.94 | −$1,116,592.38 | 317,926 | Direct | |
| May 11, 2023 | Common Stock | DReturned to the companyDisposed | −1,409 | $61.90 | −$87,217.1 | 316,517 | Direct | |
| May 11, 2023 | Common Stock | DReturned to the companyDisposed | −12,475 | $61.90 | −$772,202.5 | 304,042 | Direct | |
| May 11, 2023 | Common Stock | DReturned to the companyDisposed | −14,057 | $61.90 | −$870,128.3 | 289,985 | Direct | |
| May 11, 2023 | Common Stock | DReturned to the companyDisposed | −21,291 | $61.90 | −$1,317,912.9 | 268,694 | Direct | |
| May 11, 2023 | Common Stock | DReturned to the companyDisposed | −13,550 | $61.90 | −$838,745 | 255,144 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2023 | Common Stock | MOption exerciseDisposed | −3,905 | $0.00 | $0 | 0 | Direct | |
| May 11, 2023 | Common Stock | MOption exerciseDisposed | −32,309 | $0.00 | $0 | 0 | Direct | |
| May 11, 2023 | Common Stock | MOption exerciseDisposed | −41,316 | $0.00 | $0 | 0 | Direct | |
| May 11, 2023 | Common Stock | MOption exerciseDisposed | −48,846 | $0.00 | $0 | 0 | Direct | |
| May 11, 2023 | Common Stock | MOption exerciseDisposed | −31,577 | $0.00 | $0 | 80,197 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.