Wat Joey's Form 4 filing
Yum China Holdings, Inc. (YUMC) · filed May 12, 2023
- Accession no.
- 0001127602-23-015337
- Filed
- May 12, 2023
- Trade date
- May 10, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $173.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wat JoeyCIK 0001685864 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2023 | Common Stock | MOption exerciseAcquired | +4,379 | $22.32 | +$97,739.28 | 259,523 | Direct | |
| May 10, 2023 | Common Stock | SSaleDisposed | −2,800 | $61.94 | −$173,432 | 256,723 | Direct | |
| May 10, 2023 | Common Stock | DReturned to the companyDisposed | −1,579 | $61.90 | −$97,740.1 | 255,144 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2023 | Common Stock | MOption exerciseDisposed | −4,379 | $0.00 | $0 | 3,905 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.