Norwood Felicia F's Form 4 filing
Wells Fargo & Company (WFC) · filed Apr 27, 2023
- Accession no.
- 0001127602-23-013693
- Filed
- Apr 27, 2023
- Trade date
- Aug 1, 2022-Apr 25, 2023
- Filing delay
- 269 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market purchases total $3.10K. It was filed 269 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Norwood Felicia FCIK 0001743548 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2022 | Preferred Shares, Series DD | PPurchaseAcquired | +9 | $18.93 | +$170.37 | 247 | Direct | |
| Aug 1, 2022 | Preferred Shares, Series L | PPurchaseAcquired | +1 | $1,276.63 | +$1,276.63 | 11 | Direct | |
| Oct 18, 2022 | Preferred Shares, Series AA | PPurchaseAcquired | +5 | $17.84 | +$89.2 | 152 | Direct | |
| Oct 18, 2022 | Preferred Shares, Series Z | PPurchaseAcquired | +6 | $18.00 | +$108 | 151 | Direct | |
| Mar 16, 2023 | Preferred Shares, Series Z | PPurchaseAcquired | +77 | $18.85 | +$1,451.45 | 228 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 25, 2023 | Common Stock, $1 2/3 Par Value | AGrant or awardAcquired | +5,919 | $40.55 | +$240,015.45 | 5,919 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.