Arregui Jesus's Form 4 filing
Snap-on Inc (SNA) · filed Apr 27, 2023
- Accession no.
- 0001127602-23-013690
- Filed
- Apr 27, 2023
- Trade date
- Apr 27, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $510.2K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Arregui JesusCIK 0001775494 | Officer (Sr VP & President - Commercial) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 27, 2023 | Common Stock | MOption exerciseAcquired | +3,466 | $109.43 | +$379,284.38 | 7,451.54 | Direct | |
| Apr 27, 2023 | Common Stock | DReturned to the companyDisposed | −1,478 | $256.64 | −$379,313.92 | 5,973.54 | Direct | |
| Apr 27, 2023 | Common Stock | SSaleDisposed | −1,988 | $256.64F3 | −$510,200.32 | 3,985.54 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 27, 2023 | Common Stock | MOption exerciseDisposed | −3,466 | –F1 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Exercise of Rule 16b-3 stock appreciation rights.
Referenced by the price of 1 transaction in Table II.
- F3
This transaction was executed in multiple trades at prices ranging from $256.10 to $256.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.