Frey Daniel S.'s Form 4 filing
Travelers Companies, Inc. (TRV) · filed Apr 25, 2023
- Accession no.
- 0001127602-23-013516
- Filed
- Apr 25, 2023
- Trade date
- Apr 21, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.68M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frey Daniel S.CIK 0001751992 | Officer (EVP & Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 21, 2023 | Common Stock | MOption exerciseAcquired | +1,462 | $140.85 | +$205,922.7 | 13,081.56 | Direct | |
| Apr 21, 2023 | Common Stock | SSaleDisposed | −731 | $178.61 | −$130,563.91 | 12,350.56 | Direct | |
| Apr 21, 2023 | Common Stock | SSaleDisposed | −648 | $179.65F1 | −$116,413.2 | 11,702.56 | Direct | |
| Apr 21, 2023 | Common Stock | MOption exerciseAcquired | +39,044 | $126.18 | +$4,926,571.92 | 50,746.56 | Direct | |
| Apr 21, 2023 | Common Stock | SSaleDisposed | −19,522 | $178.56F2 | −$3,485,848.32 | 31,224.56 | Direct | |
| Apr 21, 2023 | Common Stock | SSaleDisposed | −16,415 | $179.69F3 | −$2,949,611.35 | 14,809.56 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 21, 2023 | Common Stock | MOption exerciseDisposed | −1,462 | $0.00 | $0 | 0 | Direct | |
| Apr 21, 2023 | Common Stock | MOption exerciseDisposed | −39,044 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for increments ranging from $179.6547 to $179.6550. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for increments ranging from $178.4933 to $178.7600. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sales price for increments ranging from $179.6400 to $179.7700. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.