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Moore Hubert Phillip Jr's Form 4 filing

Nicolet Bankshares Inc (NIC) · filed Apr 24, 2023

Accession no.
0001127602-23-013439
Filed
Apr 24, 2023
Trade date
Apr 21, 2023
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $84.9K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Moore Hubert Phillip JrCIK 0001866582Officer (CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 21, 2023Common StockPPurchaseAcquired+588$56.03F1+$32,945.6428,449Direct
Apr 21, 2023Common StockPPurchaseAcquired+912$57.02F2+$52,002.2429,361Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.62 to $56.46, inclusive. I undertake to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $56.62 to $57.28, inclusive. I undertake to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)