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Clark Christopher's Form 4 filing

Grove Collaborative Holdings, Inc. (GROV) · filed Mar 20, 2023

Accession no.
0001127602-23-010936
Filed
Mar 20, 2023, 7:57 PM ET
Trade date
Mar 16-20, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $51.7K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Clark ChristopherCIK 0001930730Director, Officer (Chief Digital Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 16, 2023Class A Common StockSSaleDisposed−50,000$0.361F1−$18,050632,501Direct
Mar 17, 2023Class A Common StockSSaleDisposed−50,000$0.3372F2−$16,860582,501Direct
Mar 20, 2023Class A Common StockSSaleDisposed−50,000$0.3361F3−$16,805532,501Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The transaction was executed in multiple trades in prices ranging from $.3600 to $.3633, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote of this Form 4.

Referenced by the price of 1 transaction in Table I.

F2

The transaction was executed in multiple trades in prices ranging from $.3340 to $.3500, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote of this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The transaction was executed in multiple trades in prices ranging from $.3301 to $.3599, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote of this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)