Dawkins Alwyn's Form 4 filing
Gartner Inc (IT) · filed Mar 6, 2023
- Accession no.
- 0001127602-23-009111
- Filed
- Mar 6, 2023
- Trade date
- Mar 2-3, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.23M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dawkins AlwynCIK 0001439796 | Officer (EVP, Global Business Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2023 | Common Stock | SSaleDisposed | −1,850 | $329.53F1 | −$609,630.5 | 42,234 | Direct | |
| Mar 2, 2023 | Common Stock | MOption exerciseAcquired | +4,384 | $99.07 | +$434,322.88 | 46,618 | Direct | |
| Mar 2, 2023 | Common Stock | DReturned to the companyDisposed | −1,319 | $329.38 | −$434,452.22 | 45,299 | Direct | |
| Mar 2, 2023 | Common Stock | FTax withholdingDisposed | −1,206 | $329.38 | −$397,232.28 | 44,093 | Direct | |
| Mar 3, 2023 | Common Stock | SSaleDisposed | −1,859 | $333.03F5 | −$619,102.77 | 42,234 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2023 | Common Stock | MOption exerciseDisposed | −4,384 | $0.00 | $0 | 8,767 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $329.48 to $329.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $332.87 to $333.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.