Carson Seana's Form 4 filing
Bausch Health Companies Inc. (BHC) · filed Mar 6, 2023
- Accession no.
- 0001127602-23-009099
- Filed
- Mar 6, 2023
- Trade date
- Mar 2-6, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 1 derivative transaction. It was filed 4 days after the trade.
This filing was later replaced by the amendment 0001127602-23-009310 (Mar 7, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carson SeanaCIK 0001923756 | Officer (EVP, General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2023 | Common Shares, No Par Value | FTax withholdingDisposed | −5,994 | $9.25 | −$55,444.5 | 353,191 | Direct | |
| Mar 2, 2023 | Common Shares, No Par Value | AGrant or awardAcquired | +95,119 | $0.00 | $0 | 448,310 | Direct | |
| Mar 3, 2023 | Common Shares, No Par Value | FTax withholdingDisposed | −765 | $9.16 | −$7,007.4 | 447,545 | Direct | |
| Mar 3, 2023 | Common Shares, No Par Value | FTax withholdingDisposed | −511 | $9.16 | −$4,680.76 | 447,034 | Direct | |
| Mar 3, 2023 | Common Shares, No Par Value | FTax withholdingDisposed | −1,637 | $9.16 | −$14,994.92 | 445,397 | Direct | |
| Mar 3, 2023 | Common Shares, No Par Value | FTax withholdingDisposed | −887 | $9.16 | −$8,124.92 | 444,510 | Direct | |
| Mar 3, 2023 | Common Shares, No Par Value | FTax withholdingDisposed | −780 | $9.34 | −$7,285.2 | 443,730 | Direct | |
| Mar 6, 2023 | Common Shares, No Par Value | FTax withholdingDisposed | −495 | $9.17 | −$4,539.15 | 443,235 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2023 | Common Shares, No Par Value | AGrant or awardAcquired | +82,117 | $0.00 | $0 | 82,117 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.