Huang Johnson's Form 4 filing
Yum China Holdings, Inc. (YUMC) · filed Mar 6, 2023
- Accession no.
- 0001127602-23-008970
- Filed
- Mar 6, 2023
- Trade date
- Mar 3, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $663.8K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Huang JohnsonCIK 0001685846 | Officer (Chief Customer Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Common Stock | MOption exerciseAcquired | +9,516 | $21.30 | +$202,690.8 | 60,448 | Direct | |
| Mar 3, 2023 | Common Stock | SSaleDisposed | −6,246 | $62.00 | −$387,252 | 54,202 | Direct | |
| Mar 3, 2023 | Common Stock | DReturned to the companyDisposed | −3,270 | $62.00 | −$202,740 | 50,932 | Direct | |
| Mar 3, 2023 | Common Stock | MOption exerciseAcquired | +6,797 | $21.30 | +$144,776.1 | 57,729 | Direct | |
| Mar 3, 2023 | Common Stock | SSaleDisposed | −4,461 | $62.00 | −$276,582 | 53,268 | Direct | |
| Mar 3, 2023 | Common Stock | DReturned to the companyDisposed | −2,336 | $62.00 | −$144,832 | 50,932 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2023 | Common Stock | MOption exerciseDisposed | −9,516 | $0.00 | $0 | 0 | Direct | |
| Mar 3, 2023 | Common Stock | MOption exerciseDisposed | −6,797 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.