Ace Brian R's Form 4 filing
Community Financial System, Inc. (CBU) · filed Mar 3, 2023
- Accession no.
- 0001127602-23-008666
- Filed
- Mar 3, 2023
- Trade date
- Dec 22, 2022-Mar 1, 2023
- Filing delay
- 71 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $251.1K. It was filed 71 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ace Brian RCIK 0001264817 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2022 | Common Stock | GGiftDisposed | −8,332 | $0.00 | $0 | 59,737 | Direct | |
| Mar 1, 2023 | Common Stock | MOption exerciseAcquired | +4,148 | $29.79 | +$123,568.92 | 67,158.6 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −4,148 | $60.54 | −$251,119.92 | 63,010.6 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2023 | Common Stock | MOption exerciseDisposed | −4,148 | $0.00 | $0 | 483 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.