Bailey Steven Richard's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Mar 1, 2023
- Accession no.
- 0001127602-23-008058
- Filed
- Mar 1, 2023
- Trade date
- Feb 27-Mar 1, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $825.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bailey Steven RichardCIK 0001571945 | Officer (Chief Servicing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2023 | Common Stock | FTax withholdingDisposed | −1,407 | $60.74 | −$85,461.18 | 22,504 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −12,989 | $60.68F3 | −$788,172.52 | 9,515 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −615 | $61.20F3 | −$37,638 | 8,900 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported is the weighted average price of multiple transactions ranging from $61.18 to $61.23. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
Referenced by the price of 2 transactions in Table I.