Spector David's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Mar 1, 2023
- Accession no.
- 0001127602-23-008034
- Filed
- Mar 1, 2023
- Trade date
- Feb 27-Mar 1, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $3.32M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spector DavidCIK 0001275713 | Director, Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2023 | Common Stock | FTax withholdingDisposed | −4,573 | $60.74 | −$277,764.02 | 690,244 | Direct | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −15,000 | $60.80 | −$912,000 | 450,604 | Indirect | |
| Feb 28, 2023 | Common Stock | SSaleDisposed | −13,892 | $59.04 | −$820,183.68 | 676,352 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −25,641 | $60.63F5 | −$1,554,613.83 | 650,711 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −528 | $61.29F7 | −$32,361.12 | 650,183 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
The price reported is the weighted average price of multiple transactions ranging from $60.20 to $61.16. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported is the weighted average price of multiple transactions ranging from $61.22 to $61.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.