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Stepan F Quinn Jr's Form 4 filing

Stepan Co (SCL) · filed Mar 1, 2023

Accession no.
0001127602-23-007848
Filed
Mar 1, 2023
Trade date
Feb 27-28, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.29M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stepan F Quinn JrCIK 0001229289Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 27, 2023Common StockMOption exerciseAcquired+12,067$61.91+$747,067.97240,231.51Direct
Feb 27, 2023Common StockSSaleDisposed−12,067$105.28−$1,270,413.76228,164.51Direct
Feb 28, 2023Common StockMOption exerciseAcquired+155$61.91+$9,596.05228,319.51Direct
Feb 28, 2023Common StockSSaleDisposed−75$105.05−$7,878.75228,244.51Direct
Feb 28, 2023Common StockSSaleDisposed−80$105.06−$8,404.8228,164.51Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 27, 2023Common StockMOption exerciseDisposed−12,067$0.00$01,440Direct
Feb 28, 2023Common StockMOption exerciseDisposed−155$0.00$01,285Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)