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Merten Jesse E's Form 4 filing

Allstate CorpALL · filed Feb 24, 2023

Accession no.
0001127602-23-007032
Filed
Feb 24, 2023
Trade date
Feb 22, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.95M. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0001127602-23-008434 (Mar 2, 2023). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Merten Jesse ECIK 0001725539Officer (EVP & Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 22, 2023Common StockMOption exerciseAcquired+9,208$92.80+$854,502.424,040Direct
Feb 22, 2023Common StockFTax withholdingDisposed−7,372$134.33−$990,280.7616,668Direct
Feb 22, 2023Common StockMOption exerciseAcquired+29,451$92.46+$2,723,039.4646,119Direct
Feb 22, 2023Common StockSSaleDisposed−29,451$134.18F1−$3,951,735.1816,668Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 22, 2023Common StockMOption exerciseDisposed−9,208$0.00$00Direct
Feb 22, 2023Common StockMOption exerciseDisposed−29,451$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Reflects weighted average sale price for open-market sales transaction reported herein. Actual sale prices ranged from $134.02 to $134.41. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)