Martin Rodney O Jr's Form 4 filing
Voya Financial, Inc. (VOYA) · filed Feb 24, 2023
- Accession no.
- 0001127602-23-006957
- Filed
- Feb 24, 2023
- Trade date
- Feb 20-23, 2023
- Filing delay
- 4 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 7 derivative transactions. Open-market sales total $8.08M. It was filed 4 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Martin Rodney O JrCIK 0001236604 | Director, Other: See Remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 20, 2023 | Common Stock | MOption exerciseAcquired | +72,416 | $0.00 | $0 | 293,298 | Direct | |
| Feb 20, 2023 | Common Stock | FTax withholdingDisposed | −36,970 | $74.44 | −$2,752,046.8 | 256,328 | Direct | |
| Feb 20, 2023 | Common Stock | MOption exerciseAcquired | +19,895 | $0.00 | $0 | 276,223 | Direct | |
| Feb 20, 2023 | Common Stock | FTax withholdingDisposed | −7,998 | $74.44 | −$595,371.12 | 268,225 | Direct | |
| Feb 21, 2023 | Common Stock | MOption exerciseAcquired | +26,481 | $0.00 | $0 | 294,706 | Direct | |
| Feb 21, 2023 | Common Stock | FTax withholdingDisposed | −9,798 | $74.44 | −$729,363.12 | 284,908 | Direct | |
| Feb 22, 2023 | Common Stock | MOption exerciseAcquired | +22,340 | $0.00 | $0 | 307,248 | Direct | |
| Feb 22, 2023 | Common Stock | FTax withholdingDisposed | −8,266 | $73.34 | −$606,228.44 | 298,982 | Direct | |
| Feb 22, 2023 | Common Stock | MOption exerciseAcquired | +2,287 | $0.00 | $0 | 301,269 | Direct | |
| Feb 22, 2023 | Common Stock | FTax withholdingDisposed | −2,287 | $73.34 | −$167,728.58 | 298,982 | Direct | |
| Feb 22, 2023 | Common Stock | SSaleDisposed | −6,588 | $74.17 | −$488,631.96 | 287,794 | Direct | |
| Feb 22, 2023 | Common Stock | SSaleDisposed | −4,600 | $73.52 | −$338,192 | 294,382 | Direct | |
| Feb 22, 2023 | Common Stock | SSaleDisposed | −59,586 | $73.53 | −$4,381,358.58 | 228,208 | Direct | |
| Feb 23, 2023 | Common Stock | SSaleDisposed | −38,812 | $74.00 | −$2,872,088 | 189,396 | Direct | |
| Feb 23, 2023 | Common Stock | SSaleDisposed | −1 | $73.53 | −$73.53 | 189,395 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 20, 2023 | Common Stock | MOption exerciseDisposed | −72,416 | $0.00 | $0 | 202,989 | Direct | |
| Feb 20, 2023 | Common Stock | MOption exerciseDisposed | −19,895 | $0.00 | $0 | 119,987 | Direct | |
| Feb 21, 2023 | Common Stock | MOption exerciseDisposed | −26,481 | $0.00 | $0 | 93,506 | Direct | |
| Feb 22, 2023 | Common Stock | MOption exerciseDisposed | −22,340 | $0.00 | $0 | 71,166 | Direct | |
| Feb 22, 2023 | Common Stock | AGrant or awardAcquired | +74,897 | $0.00 | $0 | 277,886 | Direct | |
| Feb 22, 2023 | Common Stock | AGrant or awardAcquired | +61,296 | $0.00 | $0 | 132,462 | Direct | |
| Feb 22, 2023 | Common Stock | MOption exerciseDisposed | −2,287 | $0.00 | $0 | 130,175 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.