Ogle Trevor's Form 4 filing
Voya Financial, Inc. (VOYA) · filed Feb 24, 2023
- Accession no.
- 0001127602-23-006955
- Filed
- Feb 24, 2023
- Trade date
- Feb 20-23, 2023
- Filing delay
- 4 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 6 derivative transactions. Open-market sales total $458.7K. It was filed 4 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ogle TrevorCIK 0001947110 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 20, 2023 | Common Stock | MOption exerciseAcquired | +3,678 | $0.00 | $0 | 3,845 | Direct | |
| Feb 20, 2023 | Common Stock | FTax withholdingDisposed | −1,327 | $74.44 | −$98,781.88 | 2,518 | Direct | |
| Feb 20, 2023 | Common Stock | MOption exerciseAcquired | +1,585 | $0.00 | $0 | 4,103 | Direct | |
| Feb 20, 2023 | Common Stock | FTax withholdingDisposed | −609 | $74.44 | −$45,333.96 | 3,494 | Direct | |
| Feb 21, 2023 | Common Stock | MOption exerciseAcquired | +2,462 | $0.00 | $0 | 5,956 | Direct | |
| Feb 21, 2023 | Common Stock | FTax withholdingDisposed | −888 | $74.44 | −$66,102.72 | 5,068 | Direct | |
| Feb 22, 2023 | Common Stock | MOption exerciseAcquired | +2,039 | $0.00 | $0 | 7,107 | Direct | |
| Feb 22, 2023 | Common Stock | FTax withholdingDisposed | −736 | $73.34 | −$53,978.24 | 6,371 | Direct | |
| Feb 22, 2023 | Common Stock | SSaleDisposed | −4,901 | $74.05 | −$362,919.05 | 1,470 | Direct | |
| Feb 23, 2023 | Common Stock | SSaleDisposed | −1,303 | $73.47 | −$95,731.41 | 167 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 20, 2023 | Common Stock | MOption exerciseDisposed | −3,678 | $0.00 | $0 | 28,354 | Direct | |
| Feb 20, 2023 | Common Stock | MOption exerciseDisposed | −1,585 | $0.00 | $0 | 15,709 | Direct | |
| Feb 21, 2023 | Common Stock | MOption exerciseDisposed | −2,462 | $0.00 | $0 | 13,247 | Direct | |
| Feb 22, 2023 | Common Stock | MOption exerciseDisposed | −2,039 | $0.00 | $0 | 11,208 | Direct | |
| Feb 22, 2023 | Common Stock | AGrant or awardAcquired | +12,145 | $0.00 | $0 | 40,499 | Direct | |
| Feb 22, 2023 | Common Stock | AGrant or awardAcquired | +9,940 | $0.00 | $0 | 21,148 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.