Wat Joey's Form 4 filing
Yum China Holdings, Inc. (YUMC) · filed Feb 24, 2023
- Accession no.
- 0001127602-23-006953
- Filed
- Feb 24, 2023
- Trade date
- Feb 22, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $745.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wat JoeyCIK 0001685864 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2023 | Common Stock | MOption exerciseAcquired | +18,779 | $22.32 | +$419,147.28 | 273,923 | Direct | |
| Feb 22, 2023 | Common Stock | SSaleDisposed | −12,018 | $62.02 | −$745,356.36 | 261,905 | Direct | |
| Feb 22, 2023 | Common Stock | DReturned to the companyDisposed | −6,761 | $62.00 | −$419,182 | 255,144 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2023 | Common Stock | MOption exerciseDisposed | −18,779 | $0.00 | $0 | 8,284 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.