Keshavan Santhosh's Form 4 filing
Voya Financial, Inc. (VOYA) · filed Feb 23, 2023
- Accession no.
- 0001127602-23-006949
- Filed
- Feb 23, 2023
- Trade date
- Feb 20-23, 2023
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 6 derivative transactions. Open-market sales total $348.3K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Keshavan SanthoshCIK 0001852193 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 20, 2023 | Common Stock | MOption exerciseAcquired | +2,874 | $0.00 | $0 | 20,038 | Direct | |
| Feb 20, 2023 | Common Stock | FTax withholdingDisposed | −1,332 | $74.44 | −$99,154.08 | 18,706 | Direct | |
| Feb 20, 2023 | Common Stock | MOption exerciseAcquired | +1,239 | $0.00 | $0 | 19,945 | Direct | |
| Feb 20, 2023 | Common Stock | FTax withholdingDisposed | −575 | $74.44 | −$42,803 | 19,370 | Direct | |
| Feb 21, 2023 | Common Stock | MOption exerciseAcquired | +2,531 | $0.00 | $0 | 21,901 | Direct | |
| Feb 21, 2023 | Common Stock | FTax withholdingDisposed | −1,173 | $74.44 | −$87,318.12 | 20,728 | Direct | |
| Feb 22, 2023 | Common Stock | MOption exerciseAcquired | +2,140 | $0.00 | $0 | 22,868 | Direct | |
| Feb 22, 2023 | Common Stock | FTax withholdingDisposed | −992 | $73.34 | −$72,753.28 | 21,876 | Direct | |
| Feb 22, 2023 | Common Stock | SSaleDisposed | −3,564 | $74.06 | −$263,949.84 | 18,312 | Direct | |
| Feb 23, 2023 | Common Stock | SSaleDisposed | −1,148 | $73.47 | −$84,343.56 | 17,164 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 20, 2023 | Common Stock | MOption exerciseDisposed | −2,874 | $0.00 | $0 | 29,985 | Direct | |
| Feb 20, 2023 | Common Stock | MOption exerciseDisposed | −1,239 | $0.00 | $0 | 16,521 | Direct | |
| Feb 21, 2023 | Common Stock | MOption exerciseDisposed | −2,531 | $0.00 | $0 | 13,990 | Direct | |
| Feb 22, 2023 | Common Stock | MOption exerciseDisposed | −2,140 | $0.00 | $0 | 11,850 | Direct | |
| Feb 22, 2023 | Common Stock | AGrant or awardAcquired | +13,495 | $0.00 | $0 | 43,480 | Direct | |
| Feb 22, 2023 | Common Stock | AGrant or awardAcquired | +11,044 | $0.00 | $0 | 22,894 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.