Hurtsellers Christine's Form 4 filing
Voya Financial, Inc. (VOYA) · filed Feb 23, 2023
- Accession no.
- 0001127602-23-006894
- Filed
- Feb 23, 2023
- Trade date
- Feb 20-23, 2023
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 7 derivative transactions. Open-market sales total $3.17M. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hurtsellers ChristineCIK 0001481859 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 20, 2023 | Common Stock | MOption exerciseAcquired | +20,597 | $0.00 | $0 | 79,107 | Direct | |
| Feb 20, 2023 | Common Stock | FTax withholdingDisposed | −9,290 | $74.44 | −$691,547.6 | 69,817 | Direct | |
| Feb 20, 2023 | Common Stock | MOption exerciseAcquired | +5,942 | $0.00 | $0 | 75,759 | Direct | |
| Feb 20, 2023 | Common Stock | FTax withholdingDisposed | −2,726 | $74.44 | −$202,923.44 | 73,033 | Direct | |
| Feb 21, 2023 | Common Stock | MOption exerciseAcquired | +6,404 | $0.00 | $0 | 79,437 | Direct | |
| Feb 21, 2023 | Common Stock | FTax withholdingDisposed | −2,751 | $74.44 | −$204,784.44 | 76,686 | Direct | |
| Feb 22, 2023 | Common Stock | MOption exerciseAcquired | +5,427 | $0.00 | $0 | 82,113 | Direct | |
| Feb 22, 2023 | Common Stock | FTax withholdingDisposed | −2,342 | $73.34 | −$171,762.28 | 79,771 | Direct | |
| Feb 22, 2023 | Common Stock | SSaleDisposed | −25,000 | $73.64 | −$1,841,000 | 54,771 | Direct | |
| Feb 22, 2023 | Common Stock | MOption exerciseAcquired | +650 | $0.00 | $0 | 55,421 | Direct | |
| Feb 22, 2023 | Common Stock | FTax withholdingDisposed | −650 | $73.34 | −$47,671 | 54,771 | Direct | |
| Feb 23, 2023 | Common Stock | SSaleDisposed | −18,026 | $73.69 | −$1,328,335.94 | 36,745 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 20, 2023 | Common Stock | MOption exerciseDisposed | −20,597 | $0.00 | $0 | 61,764 | Direct | |
| Feb 20, 2023 | Common Stock | MOption exerciseDisposed | −5,942 | $0.00 | $0 | 34,131 | Direct | |
| Feb 21, 2023 | Common Stock | MOption exerciseDisposed | −6,404 | $0.00 | $0 | 27,727 | Direct | |
| Feb 22, 2023 | Common Stock | MOption exerciseDisposed | −5,427 | $0.00 | $0 | 22,300 | Direct | |
| Feb 22, 2023 | Common Stock | AGrant or awardAcquired | +19,328 | $0.00 | $0 | 81,092 | Direct | |
| Feb 22, 2023 | Common Stock | AGrant or awardAcquired | +15,818 | $0.00 | $0 | 38,118 | Direct | |
| Feb 22, 2023 | Common Stock | MOption exerciseDisposed | −650 | $0.00 | $0 | 37,468 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.