Aravanis Alexander's Form 4 filing
Illumina, Inc. (ILMN) · filed Feb 23, 2023
- Accession no.
- 0001127602-23-006855
- Filed
- Feb 23, 2023
- Trade date
- Feb 21-22, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.09M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Aravanis AlexanderCIK 0001812464 | Officer (SVP, Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2023 | Common Stock | MOption exerciseAcquired | +9,292 | $0.00 | $0 | 12,214 | Direct | |
| Feb 21, 2023 | Common Stock | FTax withholdingDisposed | −3,894 | $202.84 | −$789,858.96 | 8,320 | Direct | |
| Feb 22, 2023 | Common Stock | SSaleDisposed | −3,078 | $201.42F4 | −$619,970.76 | 5,242 | Direct | |
| Feb 22, 2023 | Common Stock | SSaleDisposed | −2,320 | $202.16F5 | −$469,011.2 | 2,922 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2023 | Common Stock | MOption exerciseDisposed | −9,292 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
Weighted average sale price representing 3,078 shares sold ranging from $200.88 to $201.85 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
Referenced by the price of 1 transaction in Table I.
- F5
Weighted average sale price representing 2,320 shares sold ranging from $201.89 to $202.65 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
Referenced by the price of 1 transaction in Table I.