Reynolds Shelley's Form 4 filing
Amazon Com Inc (AMZN) · filed Feb 23, 2023
- Accession no.
- 0001127602-23-006827
- Filed
- Feb 23, 2023
- Trade date
- Feb 21, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $332.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Reynolds ShelleyCIK 0001397333 | Officer (Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +2,340 | $0.00 | $0 | 122,120 | Direct | |
| Feb 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +1,160 | $0.00 | $0 | 123,280 | Direct | |
| Feb 21, 2023 | Common Stock, par value $.01 per share | SSaleDisposed | −3,400 | $94.89F2 | −$322,626 | 119,880 | Direct | |
| Feb 21, 2023 | Common Stock, par value $.01 per share | SSaleDisposed | −100 | $95.50 | −$9,550 | 119,780 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −2,340 | $0.00 | $0 | 7,080 | Direct | |
| Feb 21, 2023 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −1,160 | $0.00 | $0 | 21,620 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price. The highest price at which shares were sold was $95.41 and the lowest price at which shares were sold was $94.42.
Referenced by the price of 1 transaction in Table I.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.