Jones Doug's Form 4 filing
PennyMac Mortgage Investment TrustPMT · filed Feb 22, 2023
- Accession no.
- 0001127602-23-006592
- Filed
- Feb 22, 2023
- Trade date
- Feb 17-21, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $237.2K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jones DougCIK 0001544302 | Officer (President & Chief Mtg Bkg Ofr) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2023 | Common Shares of Beneficial Interest | FTax withholdingDisposed | −1,175 | $14.25 | −$16,743.75 | 84,106 | Direct | |
| Feb 21, 2023 | Common Shares of Beneficial Interest | SSaleDisposed | −17,559 | $13.51F3 | −$237,222.09 | 66,547 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported is the weighted average price of multiple transactions ranging from $13.45 to $13.61. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.