Cornelius James's Form 4 filing
Umb Financial Corp (UMBF) · filed Feb 16, 2023
- Accession no.
- 0001127602-23-005546
- Filed
- Feb 16, 2023
- Trade date
- Feb 15, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions. Open-market sales total $253.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cornelius JamesCIK 0001739115 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2023 | Common Stock | SSaleDisposed | −100 | $90.81 | −$9,081 | 9,168.4 | Direct | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −200 | $90.78 | −$18,156 | 8,968.4 | Direct | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −100 | $90.77 | −$9,077 | 8,868.4 | Direct | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −100 | $90.76 | −$9,076 | 8,768.4 | Direct | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −100 | $90.71 | −$9,071 | 8,668.4 | Direct | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −100 | $90.69 | −$9,069 | 8,568.4 | Direct | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −100 | $90.65 | −$9,065 | 8,468.4 | Direct | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −400 | $90.61 | −$36,244 | 8,068.4 | Direct | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −100 | $90.57 | −$9,057 | 7,968.4 | Direct | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −1,100 | $90.56 | −$99,616 | 6,868.4 | Direct | |
| Feb 15, 2023 | Common Stock | SSaleDisposed | −400 | $90.55 | −$36,220 | 6,468.4 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.