Bessette Andy F's Form 4 filing
Travelers Companies, Inc. (TRV) · filed Feb 13, 2023
- Accession no.
- 0001127602-23-004882
- Filed
- Feb 13, 2023
- Trade date
- Feb 10, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.56M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bessette Andy FCIK 0001198918 | Officer (EVP and Chief Admin Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Common Stock | MOption exerciseAcquired | +4,443 | $140.85 | +$625,796.55 | 18,555.91 | Direct | |
| Feb 10, 2023 | Common Stock | MOption exerciseAcquired | +20,000 | $132.58 | +$2,651,600 | 38,555.91 | Direct | |
| Feb 10, 2023 | Common Stock | SSaleDisposed | −24,443 | $186.52F1 | −$4,559,108.36 | 14,112.91 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Common Stock | MOption exerciseDisposed | −4,443 | $0.00 | $0 | 0 | Direct | |
| Feb 10, 2023 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 11,572 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for price increments ranging from $186.45 to $186.69. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.