Klein Michael Frederick's Form 4 filing
Travelers Companies, Inc. (TRV) · filed Feb 10, 2023
- Accession no.
- 0001127602-23-004479
- Filed
- Feb 10, 2023
- Trade date
- Feb 9, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.71M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klein Michael FrederickCIK 0001689571 | Officer (EVP & President, Personal Ins.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2023 | Common Stock | MOption exerciseAcquired | +20,000 | $118.78 | +$2,375,600 | 29,106.86 | Direct | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −14,185 | $185.07 | −$2,625,217.95 | 14,921.86 | Direct | |
| Feb 9, 2023 | Common Stock | SSaleDisposed | −5,815 | $185.90 | −$1,081,008.5 | 9,106.86 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2023 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 10,246 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.