White Donald J.'s Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Feb 7, 2023
- Accession no.
- 0001127602-23-003889
- Filed
- Feb 7, 2023
- Trade date
- Feb 6, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $395.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| White Donald J.CIK 0001912290 | Officer (Chief Risk Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2023 | Common Stock | MOption exerciseAcquired | +854 | $24.40 | +$20,837.6 | 7,090 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseAcquired | +4,051 | $59.68 | +$241,763.68 | 11,141 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseAcquired | +1,231 | $58.85 | +$72,444.35 | 12,372 | Direct | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −6,136 | $64.39F4 | −$395,097.04 | 6,236 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2023 | Common Stock | MOption exerciseDisposed | −854 | $0.00 | $0 | 0 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseDisposed | −4,051 | $0.00 | $0 | 0 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseDisposed | −1,231 | $0.00 | $0 | 2,464 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The price reported is the weighted average price of multiple transactions ranging from $64.23 to $64.88. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were affected.
Referenced by the price of 1 transaction in Table I.