Kushel J. Richard's Form 4 filing
BlackRock, Inc. (BLK) · filed Feb 3, 2023
- Accession no.
- 0001127602-23-003458
- Filed
- Feb 3, 2023
- Trade date
- Feb 2-3, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $3.69M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kushel J. RichardCIK 0001059240 | Officer (Senior Managing Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2023 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −1,551 | $777.13F1 | −$1,205,328.63 | 78,563.34 | Direct | |
| Feb 2, 2023 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −235 | $777.79F3 | −$182,780.65 | 78,328.34 | Direct | |
| Feb 3, 2023 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −3,021 | $760.67 | −$2,297,984.07 | 75,307.34 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $776.58 to $777.40. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $777.66 to $777.81. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.