Boyd Iain's Form 4 filing
Snap-on Inc (SNA) · filed Feb 3, 2023
- Accession no.
- 0001127602-23-003447
- Filed
- Feb 3, 2023
- Trade date
- Feb 2-3, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.12M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Boyd IainCIK 0001390311 | Officer (VP - Operations Development) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2023 | Common Stock | MOption exerciseAcquired | +6,764 | $155.92 | +$1,054,642.88 | 13,012.97 | Direct | |
| Feb 2, 2023 | Common Stock | MOption exerciseAcquired | +6,400 | $155.34 | +$994,176 | 19,412.97 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −13,164 | $259.08F3 | −$3,410,529.12 | 6,248.97 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseAcquired | +2,736 | $155.92 | +$426,597.12 | 8,984.97 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −2,736 | $259.01F4 | −$708,651.36 | 6,248.97 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2023 | Common Stock | MOption exerciseDisposed | −6,764 | –F7 | – | 2,736 | Direct | |
| Feb 2, 2023 | Common Stock | MOption exerciseDisposed | −6,400 | –F7 | – | 3,200 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseDisposed | −2,736 | –F7 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $259.00 to $259.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $259.00 to $259.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F7
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.
Referenced by the price of 3 transactions in Table II.