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Zinsner David's Form 4 filing

Intel CorpINTC · filed Feb 2, 2023

Accession no.
0001127602-23-003117
Filed
Feb 2, 2023
Trade date
Jan 30-31, 2023
Filing delay
3 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market purchases total $251.4K. It was filed 3 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Zinsner DavidCIK 0001330891Officer (EVP, CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 30, 2023Common StockPPurchaseAcquired+1,800$27.89+$50,20217,450Direct
Jan 31, 2023Common StockMOption exerciseAcquired+75,658–F1–93,108Direct
Jan 31, 2023Common StockFTax withholdingDisposed−32,297$27.91−$901,409.2760,811Direct
Jan 31, 2023Common StockMOption exerciseAcquired+6,502–F1–67,313Direct
Jan 31, 2023Common StockFTax withholdingDisposed−3,224$27.91−$89,981.8464,089Direct
Jan 31, 2023Common StockPPurchaseAcquired+7,250$27.75+$201,187.571,339Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 31, 2023Common StockMOption exerciseDisposed−75,658–F1–151,341Direct
Jan 31, 2023Common StockMOption exerciseDisposed−6,502–F1–52,021Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit (RSU) represents the right to receive, following vesting, one share of Intel common stock.

Referenced by the price of 2 transactions in Table I and 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)